Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$2.16M ﹤0.01%
94,655
+535
202
$2.15M ﹤0.01%
193,953
+38,620
203
$2.15M ﹤0.01%
30,481
+23,702
204
$2.12M ﹤0.01%
53,890
-17,311
205
$2.12M ﹤0.01%
+80,700
206
$2.1M ﹤0.01%
85,057
+73,261
207
$2.09M ﹤0.01%
+79,659
208
$2.09M ﹤0.01%
24,765
-37,194
209
$2.09M ﹤0.01%
113,450
+109,218
210
$2.09M ﹤0.01%
73,333
+54,865
211
$2.08M ﹤0.01%
+10,878
212
$2.06M ﹤0.01%
+354,252
213
$2.06M ﹤0.01%
+5,628
214
$2.04M ﹤0.01%
+27,653
215
$2.03M ﹤0.01%
+11,329
216
$2.03M ﹤0.01%
70,283
-44,572
217
$2.02M ﹤0.01%
66,442
-75,216
218
$2.02M ﹤0.01%
7,420
+3,816
219
$2.01M ﹤0.01%
+10,105
220
$2.01M ﹤0.01%
58,587
+44,983
221
$1.99M ﹤0.01%
+88,108
222
$1.96M ﹤0.01%
153,986
+152,779
223
$1.95M ﹤0.01%
20,758
+14,373
224
$1.95M ﹤0.01%
49,752
+28,865
225
$1.94M ﹤0.01%
232,148
+148,485