Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$2M ﹤0.01%
121,135
+96,496
202
$2M ﹤0.01%
+12,339
203
$1.99M ﹤0.01%
+23,188
204
$1.98M ﹤0.01%
38,872
-14,623
205
$1.97M ﹤0.01%
+68,063
206
$1.97M ﹤0.01%
47,289
+46,574
207
$1.96M ﹤0.01%
91,524
+1,763
208
$1.96M ﹤0.01%
148,448
-37,012
209
$1.95M ﹤0.01%
27,475
+14,431
210
$1.95M ﹤0.01%
50,607
+24,927
211
$1.93M ﹤0.01%
+51,629
212
$1.92M ﹤0.01%
12,601
+10,048
213
$1.92M ﹤0.01%
+192,189
214
$1.9M ﹤0.01%
+39,123
215
$1.9M ﹤0.01%
13,454
-2,716
216
$1.9M ﹤0.01%
+30,695
217
$1.9M ﹤0.01%
+65,857
218
$1.89M ﹤0.01%
9,916
-5,960
219
$1.89M ﹤0.01%
8,559
+337
220
$1.88M ﹤0.01%
78,439
-137,042
221
$1.87M ﹤0.01%
82,719
+75,388
222
$1.86M ﹤0.01%
34,646
-4,731
223
$1.86M ﹤0.01%
118,796
+91,843
224
$1.85M ﹤0.01%
+28,537
225
$1.84M ﹤0.01%
49,179
-54,881