Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.59M ﹤0.01%
29,955
+27,719
202
$1.57M ﹤0.01%
+14,470
203
$1.57M ﹤0.01%
78,693
+41,347
204
$1.56M ﹤0.01%
19,467
+3,656
205
$1.55M ﹤0.01%
46,426
+20,478
206
$1.54M ﹤0.01%
48,895
-55,753
207
$1.52M ﹤0.01%
15,585
+8,571
208
$1.51M ﹤0.01%
+128,209
209
$1.47M ﹤0.01%
3,017
+234
210
$1.47M ﹤0.01%
+98,923
211
$1.47M ﹤0.01%
20,478
+20,360
212
$1.47M ﹤0.01%
50,586
+30,700
213
$1.47M ﹤0.01%
68,214
+67,888
214
$1.44M ﹤0.01%
29,615
+24,142
215
$1.44M ﹤0.01%
68,319
+47,488
216
$1.42M ﹤0.01%
84,044
+43,559
217
$1.42M ﹤0.01%
42,895
+22,596
218
$1.42M ﹤0.01%
+13,150
219
$1.4M ﹤0.01%
64,696
+45,601
220
$1.4M ﹤0.01%
+159,203
221
$1.4M ﹤0.01%
45,885
+33,729
222
$1.4M ﹤0.01%
23,822
+21,109
223
$1.38M ﹤0.01%
69,029
+31,771
224
$1.36M ﹤0.01%
58,099
+39,999
225
$1.36M ﹤0.01%
+60,809