Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
+$480M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,620
New
Increased
Reduced
Closed

Top Buys

1 +$80M
2 +$45.3M
3 +$38.8M
4
AMZN icon
Amazon
AMZN
+$38.6M
5
TSLA icon
Tesla
TSLA
+$36M

Top Sells

1 +$46.4M
2 +$29.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
NVDA icon
NVIDIA
NVDA
+$14.3M

Sector Composition

1 Technology 22.73%
2 Consumer Discretionary 17.54%
3 Communication Services 10.03%
4 Healthcare 9.29%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.39M ﹤0.01%
12,128
-9,147
202
$1.38M ﹤0.01%
29,665
-25,230
203
$1.37M ﹤0.01%
11,779
+5,602
204
$1.37M ﹤0.01%
+8,192
205
$1.37M ﹤0.01%
4,865
+3,781
206
$1.36M ﹤0.01%
22,800
-4,200
207
$1.35M ﹤0.01%
20,879
-830
208
$1.35M ﹤0.01%
200,769
+128,179
209
$1.35M ﹤0.01%
+46,080
210
$1.34M ﹤0.01%
11,192
+9,342
211
$1.34M ﹤0.01%
+5,331
212
$1.33M ﹤0.01%
19,900
-63,380
213
$1.32M ﹤0.01%
37,346
+6,471
214
$1.31M ﹤0.01%
16,201
+14,250
215
$1.3M ﹤0.01%
54,636
+27,228
216
$1.3M ﹤0.01%
11,120
-2,496
217
$1.3M ﹤0.01%
5,397
-32,341
218
$1.3M ﹤0.01%
+52,941
219
$1.29M ﹤0.01%
+28,910
220
$1.29M ﹤0.01%
19,034
-2,321
221
$1.29M ﹤0.01%
37,557
-22,654
222
$1.28M ﹤0.01%
+10,481
223
$1.28M ﹤0.01%
+42,854
224
$1.28M ﹤0.01%
8,541
-12,293
225
$1.27M ﹤0.01%
15,063
+7,688