Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.23M ﹤0.01%
+7,354
202
$1.21M ﹤0.01%
+4,979
203
$1.21M ﹤0.01%
67,006
-31,137
204
$1.2M ﹤0.01%
138,282
-85,053
205
$1.19M ﹤0.01%
9,793
-11,282
206
$1.18M ﹤0.01%
+13,695
207
$1.17M ﹤0.01%
40,423
-51,928
208
$1.16M ﹤0.01%
+6,814
209
$1.16M ﹤0.01%
24,395
+13,186
210
$1.15M ﹤0.01%
+4,240
211
$1.15M ﹤0.01%
+131,055
212
$1.14M ﹤0.01%
19,193
-9,133
213
$1.13M ﹤0.01%
83,443
+49,125
214
$1.13M ﹤0.01%
58,816
-45,716
215
$1.13M ﹤0.01%
+15,044
216
$1.13M ﹤0.01%
170,457
+120,870
217
$1.12M ﹤0.01%
6,749
+2,203
218
$1.12M ﹤0.01%
+64,717
219
$1.12M ﹤0.01%
+39,671
220
$1.12M ﹤0.01%
+14,936
221
$1.11M ﹤0.01%
23,958
+2,980
222
$1.09M ﹤0.01%
31,432
+12,372
223
$1.09M ﹤0.01%
20,629
-29,118
224
$1.09M ﹤0.01%
9,177
+2,997
225
$1.09M ﹤0.01%
17,969
-44,988