Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.48M 0.01%
8,051
-10,547
202
$1.48M 0.01%
21,246
-68,511
203
$1.47M 0.01%
37,950
+30,041
204
$1.47M 0.01%
45,314
+29,010
205
$1.46M 0.01%
21,845
-146,478
206
$1.46M 0.01%
61,734
-10,413
207
$1.44M 0.01%
86,170
+59,009
208
$1.41M 0.01%
+50,807
209
$1.41M 0.01%
73,758
-60,820
210
$1.39M 0.01%
+9,965
211
$1.39M 0.01%
19,035
+15,347
212
$1.39M 0.01%
34,567
+25,987
213
$1.39M 0.01%
+45,148
214
$1.38M 0.01%
28,839
+2,692
215
$1.38M 0.01%
21,143
+19,326
216
$1.37M 0.01%
+42,539
217
$1.37M 0.01%
45,557
+19,654
218
$1.36M 0.01%
26,168
+12,727
219
$1.36M 0.01%
+18,588
220
$1.36M 0.01%
32,696
+14,177
221
$1.34M 0.01%
34,673
+26,266
222
$1.34M 0.01%
+6,777
223
$1.34M 0.01%
+16,736
224
$1.34M 0.01%
12,911
+8,515
225
$1.32M 0.01%
+51,595