Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2201
$5K ﹤0.01%
+100
2202
$5K ﹤0.01%
+156
2203
$5K ﹤0.01%
+4
2204
$5K ﹤0.01%
203
+125
2205
$5K ﹤0.01%
+300
2206
$5K ﹤0.01%
+167
2207
$5K ﹤0.01%
+2,393
2208
$5K ﹤0.01%
1,758
+1,052
2209
$5K ﹤0.01%
300
2210
$5K ﹤0.01%
+261
2211
$5K ﹤0.01%
+1,106
2212
$5K ﹤0.01%
+69
2213
$5K ﹤0.01%
+1,182
2214
$5K ﹤0.01%
210
-40,642
2215
$5K ﹤0.01%
369
-2,539
2216
$5K ﹤0.01%
41
-150
2217
$5K ﹤0.01%
70
-201
2218
$5K ﹤0.01%
156
-200
2219
$5K ﹤0.01%
1,275
-86
2220
$5K ﹤0.01%
+2,049
2221
$5K ﹤0.01%
+23
2222
$5K ﹤0.01%
4,672
+659
2223
$5K ﹤0.01%
684
+669
2224
$5K ﹤0.01%
+5,650
2225
$5K ﹤0.01%
381
+185