Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2201
$25K ﹤0.01%
+800
2202
$25K ﹤0.01%
4,252
2203
$25K ﹤0.01%
2,013
+270
2204
$25K ﹤0.01%
300
-1
2205
$24K ﹤0.01%
371
+287
2206
$24K ﹤0.01%
1,492
-3,670
2207
$24K ﹤0.01%
506
+400
2208
$24K ﹤0.01%
2,440
+300
2209
$24K ﹤0.01%
512
2210
$24K ﹤0.01%
2,642
2211
$24K ﹤0.01%
223
2212
$24K ﹤0.01%
1,683
+100
2213
$24K ﹤0.01%
100
2214
$23K ﹤0.01%
638
2215
$23K ﹤0.01%
1,189
+201
2216
$23K ﹤0.01%
863
+200
2217
$23K ﹤0.01%
703
-400
2218
$23K ﹤0.01%
+509
2219
$23K ﹤0.01%
1,318
-700
2220
$23K ﹤0.01%
255
-100
2221
$23K ﹤0.01%
2,281
+200
2222
$23K ﹤0.01%
1,113
-3
2223
$23K ﹤0.01%
4,802
-1,801
2224
$23K ﹤0.01%
245
2225
$23K ﹤0.01%
1,520