Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2201
$7K ﹤0.01%
173
-1,400
2202
$7K ﹤0.01%
210
-269
2203
$7K ﹤0.01%
212
2204
$7K ﹤0.01%
445
+255
2205
$7K ﹤0.01%
+55
2206
$7K ﹤0.01%
+200
2207
$7K ﹤0.01%
315
-969
2208
$7K ﹤0.01%
+4,906
2209
$7K ﹤0.01%
50
-33
2210
$7K ﹤0.01%
300
-100
2211
$7K ﹤0.01%
208
-379
2212
$7K ﹤0.01%
624
+32
2213
$7K ﹤0.01%
+23
2214
$7K ﹤0.01%
138
-1,747
2215
$7K ﹤0.01%
111
-2,080
2216
$7K ﹤0.01%
+199
2217
$7K ﹤0.01%
335
-2,257
2218
$7K ﹤0.01%
+384
2219
$7K ﹤0.01%
+190
2220
$7K ﹤0.01%
361
+75
2221
$7K ﹤0.01%
121
+72
2222
$7K ﹤0.01%
+126
2223
$7K ﹤0.01%
+1
2224
$7K ﹤0.01%
+768
2225
$7K ﹤0.01%
400
-3,826