Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2126
$6K ﹤0.01%
+547
2127
$6K ﹤0.01%
328
+323
2128
$6K ﹤0.01%
219
-531
2129
$6K ﹤0.01%
6,171
+500
2130
$6K ﹤0.01%
13,945
-1,154
2131
$5K ﹤0.01%
5,100
2132
$5K ﹤0.01%
+228
2133
$5K ﹤0.01%
+73
2134
$5K ﹤0.01%
1,278
-1,597
2135
$5K ﹤0.01%
3,070
-21,285
2136
$5K ﹤0.01%
2,053
-4,801
2137
$5K ﹤0.01%
128
-5,768
2138
$5K ﹤0.01%
+375
2139
$5K ﹤0.01%
1,907
-7,229
2140
$5K ﹤0.01%
+96
2141
$5K ﹤0.01%
224
+186
2142
$5K ﹤0.01%
+112
2143
$5K ﹤0.01%
+329
2144
$5K ﹤0.01%
239
-2,183
2145
$5K ﹤0.01%
64
-126
2146
$5K ﹤0.01%
100
2147
$5K ﹤0.01%
577
+511
2148
$5K ﹤0.01%
276
-3,449
2149
$5K ﹤0.01%
1,037
+228
2150
$5K ﹤0.01%
6,393
+1,777