Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2126
$33K ﹤0.01%
977
2127
$33K ﹤0.01%
1,085
2128
$33K ﹤0.01%
112
2129
$33K ﹤0.01%
591
2130
$33K ﹤0.01%
3,635
2131
$32K ﹤0.01%
654
2132
$32K ﹤0.01%
1,070
+100
2133
$32K ﹤0.01%
5,236
2134
$32K ﹤0.01%
507
2135
$32K ﹤0.01%
2,519
2136
$32K ﹤0.01%
187
-300
2137
$32K ﹤0.01%
465
2138
$32K ﹤0.01%
395
2139
$32K ﹤0.01%
138
2140
$31K ﹤0.01%
7,818
-150
2141
$31K ﹤0.01%
69
+6
2142
$31K ﹤0.01%
548
2143
$31K ﹤0.01%
1,180
2144
$31K ﹤0.01%
692
-206
2145
$31K ﹤0.01%
3,910
2146
$31K ﹤0.01%
1,631
2147
$31K ﹤0.01%
624
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2148
$30K ﹤0.01%
1,963
2149
$30K ﹤0.01%
+2,006
2150
$30K ﹤0.01%
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