Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2101
$7K ﹤0.01%
243
-833
2102
$7K ﹤0.01%
950
-340
2103
$7K ﹤0.01%
+346
2104
$7K ﹤0.01%
+1,083
2105
$7K ﹤0.01%
+182
2106
$7K ﹤0.01%
5,387
+2,510
2107
$7K ﹤0.01%
+334
2108
$7K ﹤0.01%
+89
2109
$7K ﹤0.01%
36
-384
2110
$7K ﹤0.01%
563
+550
2111
$7K ﹤0.01%
100
-2,195
2112
$7K ﹤0.01%
+69
2113
$7K ﹤0.01%
463
+400
2114
$7K ﹤0.01%
+3,468
2115
$7K ﹤0.01%
580
+409
2116
$7K ﹤0.01%
405
+200
2117
$7K ﹤0.01%
+224
2118
$7K ﹤0.01%
1,133
-876
2119
$7K ﹤0.01%
+359
2120
$7K ﹤0.01%
433
-76
2121
$7K ﹤0.01%
+286
2122
$7K ﹤0.01%
245
-107
2123
$7K ﹤0.01%
16
+8
2124
$7K ﹤0.01%
+1,079
2125
$7K ﹤0.01%
730
+61