Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2101
$36K ﹤0.01%
2,000
2102
$36K ﹤0.01%
1,460
2103
$35K ﹤0.01%
749
2104
$35K ﹤0.01%
2,784
-200
2105
$35K ﹤0.01%
11,413
-5,122
2106
$35K ﹤0.01%
1,070
2107
$35K ﹤0.01%
14,464
2108
$35K ﹤0.01%
10,411
2109
$34K ﹤0.01%
4,913
2110
$34K ﹤0.01%
417
+24
2111
$34K ﹤0.01%
2,431
-9,721
2112
$34K ﹤0.01%
740
2113
$34K ﹤0.01%
434
+100
2114
$34K ﹤0.01%
1,372
-4
2115
$33K ﹤0.01%
5,366
2116
$33K ﹤0.01%
2,336
+45
2117
$33K ﹤0.01%
2,158
2118
$33K ﹤0.01%
5,108
2119
$33K ﹤0.01%
245
+100
2120
$33K ﹤0.01%
1,467
2121
$33K ﹤0.01%
1,895
2122
$33K ﹤0.01%
644
2123
$33K ﹤0.01%
438
2124
$33K ﹤0.01%
2,953
2125
$33K ﹤0.01%
459