Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2101
$3K ﹤0.01%
+143
2102
$3K ﹤0.01%
341
+198
2103
$3K ﹤0.01%
1,018
-6,628
2104
$3K ﹤0.01%
+196
2105
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+63
2106
$3K ﹤0.01%
+204
2107
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334
-19,419
2108
$3K ﹤0.01%
47
-192
2109
$3K ﹤0.01%
+500
2110
$3K ﹤0.01%
+895
2111
$3K ﹤0.01%
253
-7,629
2112
$3K ﹤0.01%
+864
2113
$3K ﹤0.01%
+49
2114
$3K ﹤0.01%
+60
2115
$3K ﹤0.01%
+168
2116
$3K ﹤0.01%
290
+123
2117
$3K ﹤0.01%
505
-8,828
2118
$3K ﹤0.01%
778
+774
2119
$3K ﹤0.01%
1,384
+484
2120
$3K ﹤0.01%
+1,497
2121
$3K ﹤0.01%
+1,267
2122
$3K ﹤0.01%
500
-1,500
2123
$3K ﹤0.01%
1,317
+1,262
2124
$2K ﹤0.01%
40
2125
$2K ﹤0.01%
+157