Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2076
$8K ﹤0.01%
510
+434
2077
$8K ﹤0.01%
1,879
+982
2078
$8K ﹤0.01%
+11,252
2079
$8K ﹤0.01%
+48
2080
$8K ﹤0.01%
970
-4,922
2081
$8K ﹤0.01%
117
2082
$8K ﹤0.01%
+3,000
2083
$8K ﹤0.01%
1,532
-1,252
2084
$8K ﹤0.01%
200
-75,649
2085
$8K ﹤0.01%
2,922
-2,246
2086
$8K ﹤0.01%
3,011
-4,976
2087
$8K ﹤0.01%
5,183
-938
2088
$8K ﹤0.01%
5,090
-3,122
2089
$8K ﹤0.01%
8,294
-32,618
2090
$8K ﹤0.01%
477
-117
2091
$8K ﹤0.01%
738
-145
2092
$8K ﹤0.01%
976
-2,339
2093
$8K ﹤0.01%
+901
2094
$8K ﹤0.01%
1,292
-2,704
2095
$7K ﹤0.01%
536
-1,261
2096
$7K ﹤0.01%
+1,087
2097
$7K ﹤0.01%
+100
2098
$7K ﹤0.01%
99
-108
2099
$7K ﹤0.01%
458
-7,758
2100
$7K ﹤0.01%
705
-42,530