Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2076
$15K ﹤0.01%
119
-8,098
2077
$15K ﹤0.01%
+882
2078
$15K ﹤0.01%
+178
2079
$15K ﹤0.01%
3,236
+2,791
2080
$14K ﹤0.01%
+38
2081
$14K ﹤0.01%
+411
2082
$14K ﹤0.01%
+75
2083
$14K ﹤0.01%
+211
2084
$14K ﹤0.01%
4,988
+1,000
2085
$14K ﹤0.01%
465
-2,730
2086
$14K ﹤0.01%
794
-4,731
2087
$14K ﹤0.01%
+745
2088
$14K ﹤0.01%
4,731
+4,631
2089
$14K ﹤0.01%
2,091
+508
2090
$14K ﹤0.01%
+1,993
2091
$14K ﹤0.01%
+4,452
2092
$14K ﹤0.01%
290
-2,272
2093
$14K ﹤0.01%
224
-717
2094
$13K ﹤0.01%
179
-1,087
2095
$13K ﹤0.01%
+2,446
2096
$13K ﹤0.01%
+894
2097
$13K ﹤0.01%
+290
2098
$13K ﹤0.01%
+569
2099
$13K ﹤0.01%
690
+356
2100
$13K ﹤0.01%
385
-46,247