Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2076
$4K ﹤0.01%
+203
2077
$4K ﹤0.01%
205
-86
2078
$4K ﹤0.01%
200
2079
$4K ﹤0.01%
487
-33,446
2080
$4K ﹤0.01%
100
2081
$4K ﹤0.01%
291
+236
2082
$4K ﹤0.01%
+97
2083
$4K ﹤0.01%
+2,035
2084
$4K ﹤0.01%
24
-266
2085
$4K ﹤0.01%
+100
2086
$4K ﹤0.01%
200
-59,696
2087
$4K ﹤0.01%
786
+779
2088
$4K ﹤0.01%
+270
2089
$4K ﹤0.01%
100
-2,539
2090
$4K ﹤0.01%
+523
2091
$3K ﹤0.01%
+309
2092
$3K ﹤0.01%
+868
2093
$3K ﹤0.01%
96
-17
2094
$3K ﹤0.01%
70
2095
$3K ﹤0.01%
400
-52,819
2096
$3K ﹤0.01%
+190
2097
$3K ﹤0.01%
800
-138,088
2098
$3K ﹤0.01%
454
-3,373
2099
$3K ﹤0.01%
+541
2100
$3K ﹤0.01%
+537