Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2051
$9K ﹤0.01%
+1,972
2052
$9K ﹤0.01%
1,001
-4,398
2053
$9K ﹤0.01%
+1,001
2054
$8K ﹤0.01%
+302
2055
$8K ﹤0.01%
710
+100
2056
$8K ﹤0.01%
261
+196
2057
$8K ﹤0.01%
1,076
-5,695
2058
$8K ﹤0.01%
117
+13
2059
$8K ﹤0.01%
122
-790
2060
$8K ﹤0.01%
1,710
-2,353
2061
$8K ﹤0.01%
+424
2062
$8K ﹤0.01%
+809
2063
$8K ﹤0.01%
1,595
+1,467
2064
$8K ﹤0.01%
3,709
-2,313
2065
$8K ﹤0.01%
1,315
-1,825
2066
$8K ﹤0.01%
2,025
-4,001
2067
$8K ﹤0.01%
3,094
-453
2068
$8K ﹤0.01%
1,292
-2,704
2069
$8K ﹤0.01%
50
-537
2070
$8K ﹤0.01%
321
+309
2071
$8K ﹤0.01%
343
+180
2072
$8K ﹤0.01%
+200
2073
$8K ﹤0.01%
+292
2074
$8K ﹤0.01%
5,874
-58,200
2075
$8K ﹤0.01%
591
+264