Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2051
$29K ﹤0.01%
6,151
-13,170
2052
$29K ﹤0.01%
+1,184
2053
$29K ﹤0.01%
6,929
-1,501
2054
$28K ﹤0.01%
1,854
+1,814
2055
$28K ﹤0.01%
+553
2056
$28K ﹤0.01%
+16
2057
$28K ﹤0.01%
+240
2058
$28K ﹤0.01%
+147
2059
$28K ﹤0.01%
+271
2060
$28K ﹤0.01%
185
-3,953
2061
$28K ﹤0.01%
1,522
-18,911
2062
$28K ﹤0.01%
+3,213
2063
$28K ﹤0.01%
935
-37,118
2064
$28K ﹤0.01%
+171
2065
$28K ﹤0.01%
1,728
-3,098
2066
$28K ﹤0.01%
+108
2067
$28K ﹤0.01%
72
+16
2068
$28K ﹤0.01%
2,167
-9,407
2069
$28K ﹤0.01%
6,567
+6,288
2070
$28K ﹤0.01%
16,507
+14,561
2071
$27K ﹤0.01%
+143
2072
$27K ﹤0.01%
+1,677
2073
$27K ﹤0.01%
1,215
-612
2074
$27K ﹤0.01%
22
-67
2075
$27K ﹤0.01%
716
-3,375