Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2051
$45K ﹤0.01%
4,487
-7,124
2052
$45K ﹤0.01%
+899
2053
$45K ﹤0.01%
+8,430
2054
$44K ﹤0.01%
7,641
+7,294
2055
$44K ﹤0.01%
+584
2056
$44K ﹤0.01%
184
+42
2057
$44K ﹤0.01%
3,179
-899
2058
$44K ﹤0.01%
2,265
+1,601
2059
$44K ﹤0.01%
174
-117
2060
$44K ﹤0.01%
1,518
-586
2061
$44K ﹤0.01%
1,704
+590
2062
$44K ﹤0.01%
10,265
+6,819
2063
$44K ﹤0.01%
3,456
-1,597
2064
$43K ﹤0.01%
+5,478
2065
$43K ﹤0.01%
+3,348
2066
$43K ﹤0.01%
872
+23
2067
$43K ﹤0.01%
900
+745
2068
$43K ﹤0.01%
531
-2,053
2069
$43K ﹤0.01%
+1,399
2070
$43K ﹤0.01%
+3,557
2071
$43K ﹤0.01%
7,098
-20,682
2072
$43K ﹤0.01%
2,516
+324
2073
$43K ﹤0.01%
2,336
-9,213
2074
$43K ﹤0.01%
352
-2,899
2075
$43K ﹤0.01%
763
+393