Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2026
$4K ﹤0.01%
2,485
-265
2027
$4K ﹤0.01%
+1,834
2028
$4K ﹤0.01%
2,920
+2,895
2029
$4K ﹤0.01%
+471
2030
$4K ﹤0.01%
991
-231
2031
$4K ﹤0.01%
+243
2032
$4K ﹤0.01%
+281
2033
$4K ﹤0.01%
+557
2034
$4K ﹤0.01%
459
-19,813
2035
$4K ﹤0.01%
+847
2036
$4K ﹤0.01%
311
-64
2037
$4K ﹤0.01%
+312
2038
$4K ﹤0.01%
+200
2039
$4K ﹤0.01%
+76
2040
$4K ﹤0.01%
695
-7,455
2041
$4K ﹤0.01%
+90
2042
$4K ﹤0.01%
1,932
-911
2043
$4K ﹤0.01%
151
-183
2044
$4K ﹤0.01%
+427
2045
$4K ﹤0.01%
+1,416
2046
$4K ﹤0.01%
+2,313
2047
$4K ﹤0.01%
162
+78
2048
$4K ﹤0.01%
537
-48
2049
$4K ﹤0.01%
752
-157
2050
$4K ﹤0.01%
148
-1,510