Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2026
$8K ﹤0.01%
242
-491
2027
$8K ﹤0.01%
+953
2028
$8K ﹤0.01%
99
2029
$8K ﹤0.01%
3,712
-16,008
2030
$8K ﹤0.01%
8,842
-1,522
2031
$8K ﹤0.01%
+2,133
2032
$8K ﹤0.01%
+46
2033
$8K ﹤0.01%
4,372
+3,709
2034
$8K ﹤0.01%
+1,235
2035
$8K ﹤0.01%
+293
2036
$8K ﹤0.01%
118
-600
2037
$8K ﹤0.01%
+3,436
2038
$8K ﹤0.01%
1,374
+976
2039
$8K ﹤0.01%
702
-1,791
2040
$8K ﹤0.01%
4,012
-1,133
2041
$8K ﹤0.01%
1,197
-460
2042
$8K ﹤0.01%
532
+232
2043
$8K ﹤0.01%
424
-71
2044
$8K ﹤0.01%
5,051
-57,853
2045
$8K ﹤0.01%
205
-550
2046
$8K ﹤0.01%
+363
2047
$8K ﹤0.01%
+3,489
2048
$8K ﹤0.01%
19
-30
2049
$8K ﹤0.01%
1,922
+1,800
2050
$8K ﹤0.01%
+120