Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,545
New
Increased
Reduced
Closed

Top Buys

1 +$89.5M
2 +$85.5M
3 +$71M
4
INTC icon
Intel
INTC
+$60.7M
5
META icon
Meta Platforms (Facebook)
META
+$48.3M

Top Sells

1 +$117M
2 +$104M
3 +$82.8M
4
DIS icon
Walt Disney
DIS
+$68.5M
5
C icon
Citigroup
C
+$59.8M

Sector Composition

1 Technology 19%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$5K ﹤0.01%
186
+185
2002
$5K ﹤0.01%
111
-2,983
2003
$5K ﹤0.01%
978
+970
2004
$5K ﹤0.01%
164
-459
2005
$5K ﹤0.01%
151
-6,392
2006
$5K ﹤0.01%
8,086
-4,987
2007
$5K ﹤0.01%
27,766
+22,226
2008
$5K ﹤0.01%
+1,619
2009
$5K ﹤0.01%
844
-1,094
2010
$5K ﹤0.01%
159
-182
2011
$5K ﹤0.01%
3,396
-1,954
2012
$5K ﹤0.01%
190
+77
2013
$4K ﹤0.01%
107
-293
2014
$4K ﹤0.01%
233
-68
2015
$4K ﹤0.01%
1,872
-1,992
2016
$4K ﹤0.01%
+86
2017
$4K ﹤0.01%
43
+1
2018
$4K ﹤0.01%
162
+44
2019
$4K ﹤0.01%
+2,760
2020
$4K ﹤0.01%
+104
2021
$4K ﹤0.01%
+22
2022
$4K ﹤0.01%
4,707
+4,041
2023
$4K ﹤0.01%
1,364
-7,772
2024
$4K ﹤0.01%
+1,312
2025
$4K ﹤0.01%
+174