Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,644
New
Increased
Reduced
Closed

Top Buys

1 +$113M
2 +$68.6M
3 +$63.4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
5
AAPL icon
Apple
AAPL
+$54.9M

Top Sells

1 +$27.1M
2 +$24.6M
3 +$21.2M
4
AMD icon
Advanced Micro Devices
AMD
+$18.2M
5
SNOW icon
Snowflake
SNOW
+$16.1M

Sector Composition

1 Technology 20.39%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.15%
5 Communication Services 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$2K ﹤0.01%
1,243
-308
2002
$2K ﹤0.01%
+95
2003
$2K ﹤0.01%
+118
2004
$2K ﹤0.01%
+98
2005
$2K ﹤0.01%
351
+59
2006
$2K ﹤0.01%
120
-1,282
2007
$2K ﹤0.01%
73
-96
2008
$2K ﹤0.01%
+966
2009
$2K ﹤0.01%
501
-3,325
2010
$2K ﹤0.01%
13
-3
2011
$2K ﹤0.01%
+50
2012
$2K ﹤0.01%
80
-132
2013
$2K ﹤0.01%
360
-3,206
2014
$2K ﹤0.01%
+43
2015
$2K ﹤0.01%
+100
2016
$2K ﹤0.01%
+25
2017
$2K ﹤0.01%
+66
2018
$2K ﹤0.01%
64
-81
2019
$2K ﹤0.01%
1,843
-1,420
2020
$2K ﹤0.01%
8,059
-7,551
2021
$2K ﹤0.01%
1,280
+1,261
2022
$2K ﹤0.01%
4,151
+696
2023
$2K ﹤0.01%
+5,533
2024
$2K ﹤0.01%
+286
2025
$2K ﹤0.01%
+3,007