Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$10K ﹤0.01%
+1,955
2002
$10K ﹤0.01%
+300
2003
$10K ﹤0.01%
490
-27
2004
$10K ﹤0.01%
187
+75
2005
$10K ﹤0.01%
99
2006
$10K ﹤0.01%
1,070
+996
2007
$10K ﹤0.01%
874
+735
2008
$10K ﹤0.01%
1,423
+1,367
2009
$10K ﹤0.01%
122
2010
$10K ﹤0.01%
300
+267
2011
$10K ﹤0.01%
+820
2012
$10K ﹤0.01%
+1,626
2013
$10K ﹤0.01%
236
-888
2014
$10K ﹤0.01%
4,735
+3,492
2015
$10K ﹤0.01%
759
-2,924
2016
$10K ﹤0.01%
456
-229
2017
$10K ﹤0.01%
212
-179
2018
$10K ﹤0.01%
+2,174
2019
$10K ﹤0.01%
+323
2020
$10K ﹤0.01%
+1,279
2021
$10K ﹤0.01%
1,799
+408
2022
$9K ﹤0.01%
1,001
-4,398
2023
$9K ﹤0.01%
+100
2024
$9K ﹤0.01%
188
-52
2025
$9K ﹤0.01%
796
-10,554