Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$10K ﹤0.01%
+1,955
2002
$10K ﹤0.01%
+300
2003
$10K ﹤0.01%
490
-27
2004
$10K ﹤0.01%
187
+75
2005
$10K ﹤0.01%
99
2006
$10K ﹤0.01%
1,070
+996
2007
$10K ﹤0.01%
874
+735
2008
$10K ﹤0.01%
1,423
+1,367
2009
$10K ﹤0.01%
122
2010
$10K ﹤0.01%
300
+267
2011
$10K ﹤0.01%
+820
2012
$10K ﹤0.01%
+1,626
2013
$10K ﹤0.01%
236
-888
2014
$10K ﹤0.01%
4,735
+3,492
2015
$10K ﹤0.01%
759
-2,924
2016
$10K ﹤0.01%
456
-229
2017
$10K ﹤0.01%
212
-179
2018
$10K ﹤0.01%
+2,174
2019
$10K ﹤0.01%
+323
2020
$10K ﹤0.01%
+1,279
2021
$10K ﹤0.01%
1,799
+408
2022
$9K ﹤0.01%
+100
2023
$9K ﹤0.01%
188
-52
2024
$9K ﹤0.01%
796
-10,554
2025
$9K ﹤0.01%
+2,069