Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,978
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 25.99%
2 Communication Services 9.81%
3 Consumer Discretionary 9.8%
4 Financials 8.7%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$9K ﹤0.01%
488
-16,358
2002
$9K ﹤0.01%
+117
2003
$9K ﹤0.01%
+500
2004
$9K ﹤0.01%
717
+320
2005
$9K ﹤0.01%
+530
2006
$9K ﹤0.01%
4,013
-14,762
2007
$9K ﹤0.01%
+491
2008
$9K ﹤0.01%
24,039
-12,111
2009
$8K ﹤0.01%
379
+279
2010
$8K ﹤0.01%
+1,433
2011
$8K ﹤0.01%
3
+1
2012
$8K ﹤0.01%
+531
2013
$8K ﹤0.01%
+283
2014
$8K ﹤0.01%
+188
2015
$8K ﹤0.01%
104
+54
2016
$8K ﹤0.01%
+100
2017
$8K ﹤0.01%
4,691
+3,302
2018
$8K ﹤0.01%
+1,768
2019
$8K ﹤0.01%
+182
2020
$8K ﹤0.01%
+300
2021
$8K ﹤0.01%
+195
2022
$8K ﹤0.01%
134
-1,210
2023
$8K ﹤0.01%
496
-1,627
2024
$8K ﹤0.01%
+5,791
2025
$8K ﹤0.01%
200
-427