Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$33K ﹤0.01%
+557
2002
$33K ﹤0.01%
275
-1,149
2003
$33K ﹤0.01%
+3,944
2004
$33K ﹤0.01%
3,348
-1,056
2005
$33K ﹤0.01%
2,407
-5,230
2006
$32K ﹤0.01%
3,130
-36,001
2007
$32K ﹤0.01%
+2
2008
$32K ﹤0.01%
+1,168
2009
$32K ﹤0.01%
235
-4,252
2010
$32K ﹤0.01%
1,265
+1,159
2011
$32K ﹤0.01%
8,710
+2,497
2012
$32K ﹤0.01%
2,321
-6,461
2013
$31K ﹤0.01%
212
+210
2014
$31K ﹤0.01%
300
-934
2015
$31K ﹤0.01%
6,908
+4,312
2016
$31K ﹤0.01%
419
+244
2017
$31K ﹤0.01%
+3,287
2018
$31K ﹤0.01%
+727
2019
$31K ﹤0.01%
2,596
-2,624
2020
$31K ﹤0.01%
492
-152
2021
$31K ﹤0.01%
+1,969
2022
$31K ﹤0.01%
+427
2023
$31K ﹤0.01%
8,410
-19,272
2024
$31K ﹤0.01%
+1,537
2025
$31K ﹤0.01%
+3,945