Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$46K ﹤0.01%
2,231
-100
2002
$46K ﹤0.01%
915
2003
$46K ﹤0.01%
19,866
-1,874
2004
$46K ﹤0.01%
1,750
2005
$46K ﹤0.01%
370
2006
$46K ﹤0.01%
1,728
2007
$46K ﹤0.01%
1,428
-387
2008
$45K ﹤0.01%
7,533
-108
2009
$45K ﹤0.01%
+666
2010
$45K ﹤0.01%
1,719
-1,200
2011
$45K ﹤0.01%
26,547
+22,844
2012
$45K ﹤0.01%
5,083
+3,161
2013
$45K ﹤0.01%
4,487
2014
$45K ﹤0.01%
3,657
+100
2015
$45K ﹤0.01%
2,265
2016
$44K ﹤0.01%
1,313
+463
2017
$44K ﹤0.01%
1,318
2018
$44K ﹤0.01%
1,500
-100
2019
$44K ﹤0.01%
184
2020
$44K ﹤0.01%
92
2021
$44K ﹤0.01%
863
2022
$44K ﹤0.01%
7,098
2023
$44K ﹤0.01%
2,336
2024
$44K ﹤0.01%
174
2025
$44K ﹤0.01%
1,704