Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$52K ﹤0.01%
16,535
+9,156
2002
$52K ﹤0.01%
2,424
-8,368
2003
$52K ﹤0.01%
6,428
-3,920
2004
$51K ﹤0.01%
6,540
+5,327
2005
$51K ﹤0.01%
2,117
+2,017
2006
$51K ﹤0.01%
+1,104
2007
$51K ﹤0.01%
1,362
+590
2008
$51K ﹤0.01%
21,740
-8,610
2009
$51K ﹤0.01%
18,292
+10,668
2010
$51K ﹤0.01%
2,869
+2,813
2011
$50K ﹤0.01%
4,490
-7,479
2012
$50K ﹤0.01%
2,242
-1,397
2013
$50K ﹤0.01%
1,216
-9,144
2014
$50K ﹤0.01%
+1,650
2015
$50K ﹤0.01%
280
-860
2016
$50K ﹤0.01%
+6,276
2017
$49K ﹤0.01%
1,719
+1,332
2018
$49K ﹤0.01%
955
-37
2019
$49K ﹤0.01%
15,395
-18,966
2020
$48K ﹤0.01%
+929
2021
$48K ﹤0.01%
+551
2022
$48K ﹤0.01%
1,612
+861
2023
$48K ﹤0.01%
2,331
+1,206
2024
$48K ﹤0.01%
11,198
+6,945
2025
$48K ﹤0.01%
+1,143