Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,304
New
Increased
Reduced
Closed

Top Sells

1 +$66M
2 +$53.7M
3 +$38.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$37.6M
5
AZO icon
AutoZone
AZO
+$28.5M

Sector Composition

1 Technology 20.22%
2 Consumer Discretionary 15.16%
3 Healthcare 10.07%
4 Financials 9.27%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$19K ﹤0.01%
366
+112
2002
$19K ﹤0.01%
3,703
+2,366
2003
$19K ﹤0.01%
+137
2004
$19K ﹤0.01%
+968
2005
$19K ﹤0.01%
337
-6,285
2006
$19K ﹤0.01%
+1,508
2007
$19K ﹤0.01%
740
-1,279
2008
$19K ﹤0.01%
+5,868
2009
$19K ﹤0.01%
+5,449
2010
$19K ﹤0.01%
239
-614
2011
$19K ﹤0.01%
2,421
+1,921
2012
$19K ﹤0.01%
1,772
+485
2013
$19K ﹤0.01%
+798
2014
$19K ﹤0.01%
+300
2015
$19K ﹤0.01%
4,253
+855
2016
$19K ﹤0.01%
+7,476
2017
$19K ﹤0.01%
1,835
-12,739
2018
$19K ﹤0.01%
1,989
-2,364
2019
$19K ﹤0.01%
6,688
+5,380
2020
$18K ﹤0.01%
352
+89
2021
$18K ﹤0.01%
+5,886
2022
$18K ﹤0.01%
337
+296
2023
$18K ﹤0.01%
+445
2024
$18K ﹤0.01%
4,860
+123
2025
$18K ﹤0.01%
+333