Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$7K ﹤0.01%
+1,337
2002
$7K ﹤0.01%
+404
2003
$7K ﹤0.01%
212
+173
2004
$7K ﹤0.01%
+1,335
2005
$7K ﹤0.01%
999
-2,124
2006
$7K ﹤0.01%
269
-6,197
2007
$7K ﹤0.01%
+399
2008
$7K ﹤0.01%
575
-1,743
2009
$7K ﹤0.01%
55
2010
$7K ﹤0.01%
1,943
-1,983
2011
$7K ﹤0.01%
+100
2012
$7K ﹤0.01%
313
-44
2013
$7K ﹤0.01%
+100
2014
$7K ﹤0.01%
+2,102
2015
$7K ﹤0.01%
+100
2016
$7K ﹤0.01%
355
-3,188
2017
$7K ﹤0.01%
+4,700
2018
$6K ﹤0.01%
+254
2019
$6K ﹤0.01%
+155
2020
$6K ﹤0.01%
+485
2021
$6K ﹤0.01%
+144
2022
$6K ﹤0.01%
592
+545
2023
$6K ﹤0.01%
250
-17,069
2024
$6K ﹤0.01%
398
+337
2025
$6K ﹤0.01%
+70