Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,997
New
Increased
Reduced
Closed

Top Buys

1 +$39.9M
2 +$39M
3 +$31.3M
4
AAPL icon
Apple
AAPL
+$25.3M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.1M

Top Sells

1 +$52.8M
2 +$43M
3 +$24.7M
4
SLV icon
iShares Silver Trust
SLV
+$24.2M
5
NFLX icon
Netflix
NFLX
+$21.1M

Sector Composition

1 Consumer Discretionary 23.02%
2 Technology 13.05%
3 Healthcare 11.52%
4 Industrials 7.4%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$7K ﹤0.01%
+100
2002
$7K ﹤0.01%
+2,102
2003
$7K ﹤0.01%
355
-3,188
2004
$7K ﹤0.01%
+1,337
2005
$7K ﹤0.01%
+404
2006
$7K ﹤0.01%
212
+173
2007
$7K ﹤0.01%
+1,335
2008
$7K ﹤0.01%
999
-2,124
2009
$7K ﹤0.01%
269
-6,197
2010
$7K ﹤0.01%
+399
2011
$7K ﹤0.01%
575
-1,743
2012
$7K ﹤0.01%
55
2013
$7K ﹤0.01%
1,943
-1,983
2014
$7K ﹤0.01%
+100
2015
$7K ﹤0.01%
313
-44
2016
$7K ﹤0.01%
+4,700
2017
$7K ﹤0.01%
+100
2018
$6K ﹤0.01%
+254
2019
$6K ﹤0.01%
+399
2020
$6K ﹤0.01%
+155
2021
$6K ﹤0.01%
+485
2022
$6K ﹤0.01%
+144
2023
$6K ﹤0.01%
592
+545
2024
$6K ﹤0.01%
250
-17,069
2025
$6K ﹤0.01%
398
+337