Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.8B
AUM Growth
-$216M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,846
New
Increased
Reduced
Closed

Top Buys

1 +$102M
2 +$29.6M
3 +$21.9M
4
BA icon
Boeing
BA
+$18.8M
5
TGT icon
Target
TGT
+$13.5M

Top Sells

1 +$94.2M
2 +$91.2M
3 +$81.5M
4
NVDA icon
NVIDIA
NVDA
+$60M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Sector Composition

1 Consumer Discretionary 21.73%
2 Technology 16.48%
3 Healthcare 9.06%
4 Financials 8.3%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$1K ﹤0.01%
230
-72,852
2002
$1K ﹤0.01%
156
-169
2003
$1K ﹤0.01%
+167
2004
$1K ﹤0.01%
250
-3
2005
$1K ﹤0.01%
185
+43
2006
$1K ﹤0.01%
+900
2007
$1K ﹤0.01%
+65
2008
$1K ﹤0.01%
1,535
+1,219
2009
$1K ﹤0.01%
+314
2010
$1K ﹤0.01%
46
2011
$1K ﹤0.01%
128
-841
2012
$1K ﹤0.01%
+140
2013
$1K ﹤0.01%
100
2014
$1K ﹤0.01%
+304
2015
$1K ﹤0.01%
+1,065
2016
$1K ﹤0.01%
45
2017
$1K ﹤0.01%
+100
2018
$1K ﹤0.01%
742
-8,943
2019
$1K ﹤0.01%
+522
2020
$1K ﹤0.01%
+291
2021
$1K ﹤0.01%
100
-1,511
2022
$1K ﹤0.01%
103
-320
2023
$1K ﹤0.01%
1,222
-2,468
2024
-40,570
2025
-12,400