Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$55K ﹤0.01%
+2,941
1977
$55K ﹤0.01%
293
-62
1978
$55K ﹤0.01%
14,987
-4,568
1979
$55K ﹤0.01%
+14,782
1980
$54K ﹤0.01%
3,431
-1,547
1981
$54K ﹤0.01%
+11,407
1982
$54K ﹤0.01%
1,890
-1,349
1983
$54K ﹤0.01%
199
+133
1984
$54K ﹤0.01%
479
+240
1985
$54K ﹤0.01%
3,540
+713
1986
$54K ﹤0.01%
+5,095
1987
$53K ﹤0.01%
+1,005
1988
$53K ﹤0.01%
431
+401
1989
$53K ﹤0.01%
6,237
+356
1990
$53K ﹤0.01%
+1,985
1991
$53K ﹤0.01%
+3,546
1992
$53K ﹤0.01%
+1,173
1993
$53K ﹤0.01%
+13,229
1994
$53K ﹤0.01%
3,755
-16,728
1995
$53K ﹤0.01%
945
+239
1996
$53K ﹤0.01%
4,896
+541
1997
$52K ﹤0.01%
611
-2,790
1998
$52K ﹤0.01%
1,421
+1,211
1999
$52K ﹤0.01%
+5,112
2000
$52K ﹤0.01%
1,280
-5,665