Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,997
New
Increased
Reduced
Closed

Top Buys

1 +$39.9M
2 +$39M
3 +$31.3M
4
AAPL icon
Apple
AAPL
+$25.3M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.1M

Top Sells

1 +$52.8M
2 +$43M
3 +$24.7M
4
SLV icon
iShares Silver Trust
SLV
+$24.2M
5
NFLX icon
Netflix
NFLX
+$21.1M

Sector Composition

1 Consumer Discretionary 23.02%
2 Technology 13.05%
3 Healthcare 11.52%
4 Industrials 7.4%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$9K ﹤0.01%
313
+295
1977
$9K ﹤0.01%
2,233
-1,235
1978
$9K ﹤0.01%
3,143
+2,835
1979
$9K ﹤0.01%
+413
1980
$8K ﹤0.01%
+106
1981
$8K ﹤0.01%
100
-35,899
1982
$8K ﹤0.01%
+760
1983
$8K ﹤0.01%
+372
1984
$8K ﹤0.01%
+152
1985
$8K ﹤0.01%
2,007
-1,765
1986
$8K ﹤0.01%
+269
1987
$8K ﹤0.01%
+100
1988
$8K ﹤0.01%
+400
1989
$8K ﹤0.01%
86
1990
$8K ﹤0.01%
+200
1991
$8K ﹤0.01%
+60
1992
$8K ﹤0.01%
839
+479
1993
$8K ﹤0.01%
30
-16
1994
$8K ﹤0.01%
501
-4,401
1995
$8K ﹤0.01%
2,633
+1,818
1996
$8K ﹤0.01%
100
-700
1997
$8K ﹤0.01%
51
+6
1998
$8K ﹤0.01%
37
-51,074
1999
$8K ﹤0.01%
+544
2000
$8K ﹤0.01%
1,200
-1,020