Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.15B
AUM Growth
+$98.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,962
New
Increased
Reduced
Closed

Top Buys

1 +$186M
2 +$86.2M
3 +$56.8M
4
SLV icon
iShares Silver Trust
SLV
+$42.9M
5
AMD icon
Advanced Micro Devices
AMD
+$36.5M

Top Sells

1 +$44.4M
2 +$42.8M
3 +$40.8M
4
SPXL icon
Direxion Daily S&P 500 Bull 3x Shares
SPXL
+$33.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$33M

Sector Composition

1 Technology 23.31%
2 Consumer Discretionary 13.02%
3 Industrials 8.23%
4 Healthcare 7.48%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$3.54M ﹤0.01%
11,918
-14,786
177
$3.53M ﹤0.01%
772,137
+719,244
178
$3.51M ﹤0.01%
405,912
+173,776
179
$3.43M ﹤0.01%
+55,284
180
$3.42M ﹤0.01%
+59,623
181
$3.42M ﹤0.01%
36,089
+22,676
182
$3.42M ﹤0.01%
+48,682
183
$3.4M ﹤0.01%
116,911
+37,266
184
$3.36M ﹤0.01%
128,575
+12,036
185
$3.34M ﹤0.01%
92,906
+31,119
186
$3.33M ﹤0.01%
44,155
+26,885
187
$3.3M ﹤0.01%
85,779
+38,799
188
$3.29M ﹤0.01%
+33,692
189
$3.23M ﹤0.01%
41,979
+19,376
190
$3.21M ﹤0.01%
+182,265
191
$3.21M ﹤0.01%
18,705
-13,850
192
$3.16M ﹤0.01%
257,590
+223,006
193
$3.15M ﹤0.01%
147,423
+25,492
194
$3.14M ﹤0.01%
79,705
+10,157
195
$3.13M ﹤0.01%
72,063
+47,944
196
$3.11M ﹤0.01%
63,331
+42,152
197
$3.1M ﹤0.01%
98,058
+78,974
198
$3.07M ﹤0.01%
63,459
+52,914
199
$3.04M ﹤0.01%
+16,097
200
$3.02M ﹤0.01%
+17,507