Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$2.17M ﹤0.01%
23,368
-34,534
177
$2.17M ﹤0.01%
135,251
+60,939
178
$2.17M ﹤0.01%
14,872
-18,159
179
$2.15M ﹤0.01%
37,680
-31,849
180
$2.13M ﹤0.01%
10,188
-1,827
181
$2.13M ﹤0.01%
39,993
+30,651
182
$2.12M ﹤0.01%
14,941
+8,520
183
$2.11M ﹤0.01%
+15,021
184
$2.11M ﹤0.01%
131,559
+46,773
185
$2.09M ﹤0.01%
231,987
+100,985
186
$2.08M ﹤0.01%
+9,141
187
$2.08M ﹤0.01%
+10,063
188
$2.07M ﹤0.01%
47,417
+18,344
189
$2.07M ﹤0.01%
+44,366
190
$2.06M ﹤0.01%
+29,411
191
$2.06M ﹤0.01%
22,707
+22,137
192
$2.06M ﹤0.01%
49,469
+14,173
193
$2.06M ﹤0.01%
49,583
+48,393
194
$2.03M ﹤0.01%
14,386
+6,311
195
$2.03M ﹤0.01%
85,171
+66,345
196
$2.02M ﹤0.01%
+19,107
197
$2.02M ﹤0.01%
38,487
-24,948
198
$2.02M ﹤0.01%
29,730
+6,418
199
$2.01M ﹤0.01%
4,830
+4,111
200
$2M ﹤0.01%
+414