Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,589
New
Increased
Reduced
Closed

Top Buys

1 +$29.6M
2 +$22.6M
3 +$17.9M
4
NFLX icon
Netflix
NFLX
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M

Top Sells

1 +$123M
2 +$40.6M
3 +$25.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.2M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.35%
4 Industrials 9.85%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$1.34M 0.12%
52,408
+16,116
177
$1.34M 0.12%
+81,816
178
$1.33M 0.12%
24,280
+8,273
179
$1.3M 0.12%
23,594
-57,578
180
$1.3M 0.12%
+140,792
181
$1.3M 0.12%
176,189
+133,732
182
$1.29M 0.11%
76,837
+9,831
183
$1.29M 0.11%
+14,377
184
$1.28M 0.11%
243,235
+61,830
185
$1.28M 0.11%
56,608
+50,038
186
$1.26M 0.11%
1,100
+558
187
$1.26M 0.11%
26,063
-21,520
188
$1.26M 0.11%
4,300
-141,160
189
$1.26M 0.11%
39,317
+32,893
190
$1.25M 0.11%
+18,364
191
$1.25M 0.11%
+10,044
192
$1.25M 0.11%
+12,965
193
$1.24M 0.11%
46,978
+38,102
194
$1.24M 0.11%
+13,010
195
$1.23M 0.11%
+35,509
196
$1.23M 0.11%
+26,100
197
$1.22M 0.11%
17,507
-36,000
198
$1.2M 0.11%
+29,413
199
$1.2M 0.11%
18,923
-3,315
200
$1.19M 0.11%
57,285
+42,324