Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$7K ﹤0.01%
+229
1952
$7K ﹤0.01%
69
+52
1953
$7K ﹤0.01%
6,674
-57,565
1954
$7K ﹤0.01%
2,182
+1,499
1955
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47
+43
1956
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+788
1957
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+153
1958
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423
+43
1959
$7K ﹤0.01%
193
-102
1960
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130
-76
1961
$7K ﹤0.01%
31
-138
1962
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2,593
-20,407
1963
$7K ﹤0.01%
92
-104
1964
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+248
1965
$7K ﹤0.01%
434
+383
1966
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322
-2,570
1967
$7K ﹤0.01%
+502
1968
$6K ﹤0.01%
78
+63
1969
$6K ﹤0.01%
730
+590
1970
$6K ﹤0.01%
1,378
+481
1971
$6K ﹤0.01%
+107
1972
$6K ﹤0.01%
+2,341
1973
$6K ﹤0.01%
1,434
+1,025
1974
$6K ﹤0.01%
+359
1975
$6K ﹤0.01%
1,720
+1,378