Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.35B
AUM Growth
+$144M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,716
New
Increased
Reduced
Closed

Top Buys

1 +$53.9M
2 +$52.9M
3 +$47.1M
4
PYPL icon
PayPal
PYPL
+$41.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$28.4M

Top Sells

1 +$51.4M
2 +$46.4M
3 +$34.2M
4
ADBE icon
Adobe
ADBE
+$33.5M
5
SBUX icon
Starbucks
SBUX
+$26.8M

Sector Composition

1 Technology 21.18%
2 Healthcare 10.88%
3 Consumer Discretionary 10.73%
4 Communication Services 10.55%
5 Financials 7.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$5K ﹤0.01%
+251
1952
$5K ﹤0.01%
55
-82,435
1953
$5K ﹤0.01%
+378
1954
$5K ﹤0.01%
129
-24,656
1955
$5K ﹤0.01%
+405
1956
$5K ﹤0.01%
+3,263
1957
$5K ﹤0.01%
3,166
-13,133
1958
$5K ﹤0.01%
399
-2,275
1959
$5K ﹤0.01%
+702
1960
$4K ﹤0.01%
+142
1961
$4K ﹤0.01%
+136
1962
$4K ﹤0.01%
+121
1963
$4K ﹤0.01%
166
-245
1964
$4K ﹤0.01%
107
+7
1965
$4K ﹤0.01%
84
-100
1966
$4K ﹤0.01%
1,581
+22
1967
$4K ﹤0.01%
+57
1968
$4K ﹤0.01%
+106
1969
$4K ﹤0.01%
367
+96
1970
$4K ﹤0.01%
80
-176
1971
$4K ﹤0.01%
109
-8,303
1972
$4K ﹤0.01%
170
-549
1973
$4K ﹤0.01%
188
-62
1974
$4K ﹤0.01%
142
-98,307
1975
$4K ﹤0.01%
284
+13