Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.09B
AUM Growth
-$495M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,908
New
Increased
Reduced
Closed

Top Buys

1 +$144M
2 +$68.7M
3 +$45.5M
4
META icon
Meta Platforms (Facebook)
META
+$38M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$35.4M

Top Sells

1 +$94.2M
2 +$62.3M
3 +$56.2M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.8M
5
GLD icon
SPDR Gold Trust
GLD
+$44.4M

Sector Composition

1 Consumer Discretionary 16.85%
2 Technology 15.5%
3 Communication Services 10.53%
4 Healthcare 8.81%
5 Consumer Staples 5.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$6K ﹤0.01%
204
+77
1952
$6K ﹤0.01%
25
-4,122
1953
$6K ﹤0.01%
317
-558
1954
$6K ﹤0.01%
1,711
+840
1955
$6K ﹤0.01%
+200
1956
$6K ﹤0.01%
2,123
-327
1957
$6K ﹤0.01%
+105
1958
$6K ﹤0.01%
1,061
+15
1959
$6K ﹤0.01%
+2,388
1960
$6K ﹤0.01%
+525
1961
$6K ﹤0.01%
3,171
-37,554
1962
$6K ﹤0.01%
+157
1963
$6K ﹤0.01%
+629
1964
$6K ﹤0.01%
+29
1965
$6K ﹤0.01%
+333
1966
$6K ﹤0.01%
386
-7,546
1967
$6K ﹤0.01%
2,379
+2,107
1968
$6K ﹤0.01%
+748
1969
$6K ﹤0.01%
128
+111
1970
$6K ﹤0.01%
+227
1971
$6K ﹤0.01%
1,600
-85,487
1972
$6K ﹤0.01%
+953
1973
$6K ﹤0.01%
39
-94
1974
$6K ﹤0.01%
78
-817
1975
$6K ﹤0.01%
66
-3,969