Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,984
New
Increased
Reduced
Closed

Top Buys

1 +$286M
2 +$82.3M
3 +$72.6M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$64.2M
5
INTC icon
Intel
INTC
+$52.9M

Top Sells

1 +$51.5M
2 +$41.8M
3 +$26.3M
4
UAL icon
United Airlines
UAL
+$22.7M
5
XOM icon
Exxon Mobil
XOM
+$22.3M

Sector Composition

1 Technology 25.99%
2 Communication Services 9.81%
3 Consumer Discretionary 9.8%
4 Financials 8.7%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$11K ﹤0.01%
420
-499
1952
$11K ﹤0.01%
+773
1953
$11K ﹤0.01%
2,051
+1,903
1954
$11K ﹤0.01%
+1,979
1955
$11K ﹤0.01%
15,710
+3,994
1956
$11K ﹤0.01%
+200
1957
$11K ﹤0.01%
749
+195
1958
$10K ﹤0.01%
2,248
-10,238
1959
$10K ﹤0.01%
+12
1960
$10K ﹤0.01%
+200
1961
$10K ﹤0.01%
552
-37,602
1962
$10K ﹤0.01%
177
-100,548
1963
$10K ﹤0.01%
+418
1964
$10K ﹤0.01%
147
+135
1965
$10K ﹤0.01%
273
-2,024
1966
$10K ﹤0.01%
+3,169
1967
$10K ﹤0.01%
698
-1,277
1968
$10K ﹤0.01%
184
-168
1969
$10K ﹤0.01%
+700
1970
$10K ﹤0.01%
+4,006
1971
$10K ﹤0.01%
+104
1972
$10K ﹤0.01%
+3,680
1973
$10K ﹤0.01%
12
+3
1974
$10K ﹤0.01%
291
-148
1975
$10K ﹤0.01%
+300