Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$59K ﹤0.01%
25,459
-55,210
1952
$58K ﹤0.01%
1,776
-3,391
1953
$58K ﹤0.01%
+489
1954
$58K ﹤0.01%
11,876
-5,689
1955
$58K ﹤0.01%
+1,106
1956
$58K ﹤0.01%
+56
1957
$58K ﹤0.01%
3,396
+909
1958
$58K ﹤0.01%
1,815
+1,800
1959
$58K ﹤0.01%
20,638
-11,769
1960
$57K ﹤0.01%
+1,504
1961
$57K ﹤0.01%
567
-1,621
1962
$57K ﹤0.01%
911
-4,875
1963
$57K ﹤0.01%
1,649
-3,826
1964
$57K ﹤0.01%
3,101
-814
1965
$57K ﹤0.01%
25,690
-7,692
1966
$56K ﹤0.01%
+5,600
1967
$56K ﹤0.01%
1,000
+4
1968
$56K ﹤0.01%
432
-1,562
1969
$56K ﹤0.01%
4,168
-17,309
1970
$56K ﹤0.01%
17,447
+5,594
1971
$56K ﹤0.01%
7,051
-7,014
1972
$56K ﹤0.01%
435
+56
1973
$56K ﹤0.01%
2,310
-7,035
1974
$55K ﹤0.01%
1,420
-268
1975
$55K ﹤0.01%
1,060
+182