Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$24K ﹤0.01%
331
-656
1952
$24K ﹤0.01%
744
+431
1953
$24K ﹤0.01%
649
-13,753
1954
$24K ﹤0.01%
+226
1955
$23K ﹤0.01%
+2,841
1956
$23K ﹤0.01%
+163
1957
$23K ﹤0.01%
751
+577
1958
$23K ﹤0.01%
287
+279
1959
$23K ﹤0.01%
+8,464
1960
$23K ﹤0.01%
4,318
+3,540
1961
$23K ﹤0.01%
139
-3,647
1962
$23K ﹤0.01%
879
+155
1963
$22K ﹤0.01%
936
+631
1964
$22K ﹤0.01%
3,321
+3,221
1965
$22K ﹤0.01%
+470
1966
$22K ﹤0.01%
514
+418
1967
$22K ﹤0.01%
+40
1968
$22K ﹤0.01%
866
-10,906
1969
$22K ﹤0.01%
4,869
+3,292
1970
$22K ﹤0.01%
420
-119,820
1971
$22K ﹤0.01%
+1,125
1972
$22K ﹤0.01%
172
-36
1973
$22K ﹤0.01%
10,399
+3,446
1974
$22K ﹤0.01%
5,199
-13,423
1975
$22K ﹤0.01%
+7,624