Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$1K ﹤0.01%
1,503
+692
1952
$1K ﹤0.01%
+15
1953
$1K ﹤0.01%
60
+55
1954
$1K ﹤0.01%
+67
1955
$1K ﹤0.01%
+600
1956
$1K ﹤0.01%
+658
1957
$1K ﹤0.01%
162
-40
1958
$1K ﹤0.01%
+361
1959
$1K ﹤0.01%
+919
1960
$1K ﹤0.01%
607
-293
1961
$1K ﹤0.01%
+358
1962
$1K ﹤0.01%
18
-6
1963
$1K ﹤0.01%
200
-9,443
1964
$1K ﹤0.01%
1,000
-3,676
1965
$1K ﹤0.01%
504
+432
1966
$1K ﹤0.01%
+33
1967
$1K ﹤0.01%
+400
1968
$1K ﹤0.01%
+201
1969
$1K ﹤0.01%
442
-358
1970
$1K ﹤0.01%
+8
1971
$1K ﹤0.01%
+60
1972
$1K ﹤0.01%
956
-120,936
1973
$1K ﹤0.01%
+220
1974
$1K ﹤0.01%
34
-14,156
1975
$1K ﹤0.01%
2,300
-23,700