Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$5K ﹤0.01%
356
-24
1927
$5K ﹤0.01%
+198
1928
$5K ﹤0.01%
100
-970
1929
$5K ﹤0.01%
458
-80
1930
$5K ﹤0.01%
874
+119
1931
$5K ﹤0.01%
+17,400
1932
$5K ﹤0.01%
216
+85
1933
$5K ﹤0.01%
10,179
+9,326
1934
$4K ﹤0.01%
170
+74
1935
$4K ﹤0.01%
1,603
-4,012
1936
$4K ﹤0.01%
+96
1937
$4K ﹤0.01%
543
+377
1938
$4K ﹤0.01%
265
-1,058
1939
$4K ﹤0.01%
+611
1940
$4K ﹤0.01%
1,858
-8,966
1941
$4K ﹤0.01%
+401
1942
$4K ﹤0.01%
+93
1943
$4K ﹤0.01%
+72
1944
$4K ﹤0.01%
3,251
-7,972
1945
$4K ﹤0.01%
+63
1946
$4K ﹤0.01%
100
-4,984
1947
$4K ﹤0.01%
93
+84
1948
$4K ﹤0.01%
+100
1949
$4K ﹤0.01%
3,770
+729
1950
$4K ﹤0.01%
+93