Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$13K ﹤0.01%
+129
1927
$13K ﹤0.01%
+708
1928
$13K ﹤0.01%
+771
1929
$13K ﹤0.01%
+73,995
1930
$13K ﹤0.01%
25,895
+7,754
1931
$13K ﹤0.01%
17,142
-1,467
1932
$12K ﹤0.01%
1,414
+908
1933
$12K ﹤0.01%
+241
1934
$12K ﹤0.01%
5,093
+3,316
1935
$12K ﹤0.01%
259
-123
1936
$12K ﹤0.01%
+1,170
1937
$12K ﹤0.01%
+1,396
1938
$12K ﹤0.01%
3,777
+1,644
1939
$12K ﹤0.01%
306
-923
1940
$12K ﹤0.01%
296
+172
1941
$12K ﹤0.01%
111
-78
1942
$12K ﹤0.01%
59
+13
1943
$12K ﹤0.01%
1,377
+1,071
1944
$12K ﹤0.01%
1,403
-1,509
1945
$12K ﹤0.01%
1,199
-4,138
1946
$12K ﹤0.01%
+871
1947
$12K ﹤0.01%
+975
1948
$12K ﹤0.01%
2,954
-1,663
1949
$12K ﹤0.01%
650
-1,652
1950
$12K ﹤0.01%
885
-912