Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$40K ﹤0.01%
1,488
-569
1927
$40K ﹤0.01%
+923
1928
$39K ﹤0.01%
+1,946
1929
$39K ﹤0.01%
121
+52
1930
$39K ﹤0.01%
1,181
-13,114
1931
$39K ﹤0.01%
976
-1,412
1932
$39K ﹤0.01%
2,213
+1,890
1933
$39K ﹤0.01%
3,164
-3,602
1934
$39K ﹤0.01%
631
-3,920
1935
$39K ﹤0.01%
+19,051
1936
$39K ﹤0.01%
+4,614
1937
$39K ﹤0.01%
+2,604
1938
$38K ﹤0.01%
4,956
-47,303
1939
$38K ﹤0.01%
449
-797
1940
$38K ﹤0.01%
1,203
-253
1941
$38K ﹤0.01%
28,208
-286,221
1942
$38K ﹤0.01%
1,237
-3,154
1943
$38K ﹤0.01%
+318
1944
$38K ﹤0.01%
+239
1945
$38K ﹤0.01%
1,881
-11,350
1946
$38K ﹤0.01%
+6,948
1947
$38K ﹤0.01%
+3,064
1948
$38K ﹤0.01%
5,192
-16,507
1949
$38K ﹤0.01%
+11
1950
$38K ﹤0.01%
33,752
+27,693