Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$62K ﹤0.01%
+1,454
1927
$62K ﹤0.01%
2,573
-4,062
1928
$62K ﹤0.01%
715
+217
1929
$62K ﹤0.01%
+1,720
1930
$62K ﹤0.01%
+9,583
1931
$61K ﹤0.01%
437
+300
1932
$61K ﹤0.01%
1,089
-4,168
1933
$61K ﹤0.01%
788
-742
1934
$61K ﹤0.01%
238
-227
1935
$61K ﹤0.01%
345
-593
1936
$61K ﹤0.01%
8,302
-6,972
1937
$61K ﹤0.01%
2,370
+1,150
1938
$61K ﹤0.01%
+6,221
1939
$60K ﹤0.01%
+859
1940
$60K ﹤0.01%
3,787
-472
1941
$60K ﹤0.01%
+3,476
1942
$60K ﹤0.01%
1,097
-107,781
1943
$60K ﹤0.01%
7,612
+7,514
1944
$60K ﹤0.01%
2,347
-2,800
1945
$60K ﹤0.01%
755
-355
1946
$60K ﹤0.01%
1,100
+100
1947
$59K ﹤0.01%
1,262
+376
1948
$59K ﹤0.01%
17,056
-26,369
1949
$59K ﹤0.01%
2,473
+566
1950
$59K ﹤0.01%
8,286
+6,906