Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,589
New
Increased
Reduced
Closed

Top Buys

1 +$29.6M
2 +$22.6M
3 +$17.9M
4
NFLX icon
Netflix
NFLX
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M

Top Sells

1 +$123M
2 +$40.6M
3 +$25.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.2M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.35%
4 Industrials 9.85%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
-200
1927
0
1928
-3,087
1929
-1,527
1930
-4,399
1931
$0 ﹤0.01%
+30
1932
0
1933
-1
1934
-1,377
1935
-23,172
1936
0
1937
-3,655
1938
0
1939
-288
1940
0
1941
-11,887
1942
-29
1943
$0 ﹤0.01%
2
-1,124
1944
0
1945
-1,729
1946
$0 ﹤0.01%
77
-2,126
1947
0
1948
0
1949
$0 ﹤0.01%
+91
1950
0