Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$1K ﹤0.01%
79
-1,340
1927
$1K ﹤0.01%
+147
1928
0
1929
$1K ﹤0.01%
239
-4,624
1930
$1K ﹤0.01%
+53
1931
$1K ﹤0.01%
37
-672
1932
$1K ﹤0.01%
+37
1933
$1K ﹤0.01%
+700
1934
$1K ﹤0.01%
129
+72
1935
-45
1936
$1K ﹤0.01%
+50
1937
$1K ﹤0.01%
105
-1,752
1938
$1K ﹤0.01%
101
-3,764
1939
$1K ﹤0.01%
234
-290
1940
$1K ﹤0.01%
+299
1941
$1K ﹤0.01%
+172
1942
$1K ﹤0.01%
+114
1943
$1K ﹤0.01%
48
-771
1944
$1K ﹤0.01%
+50
1945
$1K ﹤0.01%
267
-1,166
1946
$1K ﹤0.01%
+72
1947
$1K ﹤0.01%
3,000
+2,800
1948
$1K ﹤0.01%
453
-13,350
1949
$1K ﹤0.01%
+42
1950
$1K ﹤0.01%
+11